SEC Rule 10b-5

Results: 780



#Item
251Racketeer Influenced and Corrupt Organizations Act / SEC Rule 10b-5 / Geography of Asia / Asia / Water / Geography of Sindh / Indus River / Indus Valley Civilization

1 KEVIN V. RYAN (CSBN[removed]United States Attorney 2

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:16
252Corruption / Insider trading / Stock market / Raj Rajaratnam / SEC Rule 10b-5 / Anil Kumar / Fiduciary / Indictment / Law / Investment / Finance

Microsoft Word - 615484_1

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-21 22:09:36
253Financial regulation / Financial economics / Corruption / 73rd United States Congress / United States Securities and Exchange Commission / SEC Rule 10b5-1 / Insider trading / Securities Exchange Act / SEC Rule 10b-5 / United States securities law / Stock market / Financial system

IMRIS INC. INSIDER TRADING POLICY 1. INTRODUCTION IMRIS Inc. as a public company has internal guidelines to control transactions involving its securities by all IMRIS team members to ensure IMRIS team members

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Source URL: www.imris.com

Language: English - Date: 2014-07-10 20:30:28
254Boyd / U.S. Securities and Exchange Commission / Securities fraud / Securities Exchange Act / Financial economics / Financial regulation / Financial system / United States securities law / The Paragon / SEC Rule 10b-5

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA Case No. 15 U.S.C. § 78j(b) 15 U.S.C. § 78ff(a)

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:16
255Fact / Scienter / Securities Exchange Act / Securities Act / SEC Rule 10b-5 / International Parental Kidnapping Crime Act / English v. General Electric / United States securities law / Law / Citation signal

Herman & MacLean v. Huddleston, 459 U.S[removed]S.Ct. 683, 74 L.Ed.2d 548, Fed. Sec. L. Rep. P 99,058 manipulative or deceptive device or contrivance in connection with purchase or sale of a security; however, a

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Source URL: blogs.reuters.com

Language: English - Date: 2014-07-02 13:11:40
256Business ethics / CUC International / Fraud / Applied ethics / Cendant / Sierra Entertainment / Davidson & Associates / Securities fraud / SEC Rule 10b-5 / Corporate crime / Business / Accounting scandals

superseding indictment - mail, wire fraud

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:11
257Financial economics / Financial system / Corruption / Insider trading / SEC Rule 10b-5 / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock / Economics / Stock market / United States securities law

1 KEVIN V. RYAN (CSBN[removed]United States Attorney 2

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:06
258Economy of the United States / Finance / Aiding and abetting / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities fraud / Pro forma / Financial Industry Regulatory Authority / United States securities law / Peregrine Systems / Business

PDF Document

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:38
259Financial economics / Financial system / Corruption / Insider trading / SEC Rule 10b-5 / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Stock / Stock market / United States securities law / Economics

1 DAVID W. SHAPIRO (NYSB[removed]United States Attorney 2

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:15
26073rd United States Congress / Financial system / Financial economics / Securities regulation in the United States / Securities Exchange Act / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Act / Selective disclosure / United States securities law / United States Securities and Exchange Commission / Financial regulation

No[removed]In The Supreme Court of the United States _______________ HALLIBURTON CO. AND DAVID LESAR, PETITIONERS v.

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-22 17:41:07
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